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Investment Compliance Analyst Wellington Management Company, LLP Competitive USA-MA-Boston 08 Nov 09

Investment Compliance Analyst

Regulatory Compliance Analyst Wellington Management Company, LLP Competitive USA-MA-Boston 08 Nov 09

Regulatory Compliance Analyst

Senior Compliance Officer (Broker Dealer Specialist) Metropolitan West Asset Management Competitive and commensurate with experi... Los Angeles, CA 06 Nov 09

The Senior Compliance Officer assists the CCO with compliance activities related to the firm’s limited purpose...

Institutional Brokerage Compliance Associate Susquehanna International Group, LLP Commensurate with experience USA-NY-New York City 06 Nov 09

fixed income compliance corporate bonds

Compliance Administrator Not Disclosed Competitive / DOE Santa Barbara, CA 06 Nov 09

Fixed income management firm seeks a motivated and experienced Compliance Administrator. The successful candid...

Compliance Assessment - Associate Morgan Stanley not disclosed USA-NY-New York City 06 Nov 09

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Fixed Income Regulatory Oversight/Surveillance Officer Morgan Stanley not disclosed USA-NY-New York City 06 Nov 09

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Sales and Trading Compliance Strategic Projects Associate Morgan Stanley not disclosed USA-NY-New York City 06 Nov 09

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Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer Morgan Stanley not disclosed USA-NY-New York City 06 Nov 09

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Head of Interest Rate and Currency Products Compliance Morgan Stanley not disclosed USA-NY-New York City 06 Nov 09

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Vice President - Operational Risk - CRM Morgan Stanley not disclosed USA-NY-New York City 06 Nov 09

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Executive Director - Operational Risk - CRM Morgan Stanley not disclosed USA-NY-New York City 06 Nov 09

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Vice President - Operational Risk - Policy Governance Morgan Stanley not disclosed USA-NY-New York City 06 Nov 09

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AVP - Compliance Moody's Corporation Not Specified USA-NY-New York City 06 Nov 09

ResponsibilitiesDepartment: Moody's compliance function operates globally to provide compliance support, guida...

Private Banking Compliance Officer Credit Suisse Competitive USA-NY-New York City 06 Nov 09

PB Compliance Officer

Trading Risk Analyst Orbis Investment Management Competitive New York City, NY 05 Nov 09

This job is located in Bermuda

Legal Documentation Negotiator Société Générale - US Commensurate with experience New York City, NY 05 Nov 09

This person will work in the Legal and Compliance Department which provides legal support to the entire Bank. ...

Compliance- Securities Surveillance and Investigations Analyst Deutsche Bank competitive/ DOE New York, NY, 10005 05 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we...

Commodities Compliance Analyst/Associate, New York The Compliance Search Group LLC Based on experience. New York, NY 05 Nov 09

Investment bank seeks a Commodities Compliance Analyst. Principal Responsibilities: The Compliance pers...

U.S. Compliance Director/FINOP Michael Page 125,000 -150,000 Manhattan, NY, 10174 05 Nov 09

Global Financial Advisory/Broker Dealer Firm is looking to add a mid-senior level Compliance Director/FINOP. T...

Director of Equities Compliance Michael Page Will be a very competitive salary packag... New York, NY, 10174 05 Nov 09

Our client is a well established financial services firm. They are currently in need of a Director of Equities...

Compliance Advisory - Bank Regulatory and Corporate Trust Deutsche Bank competitive/ DOE New York, NY, 10005 05 Nov 09

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we d...

Compliance Associate The Forum Group Base plus bonus New York, NY, 10016 04 Nov 09

US Based Inevestment Management firm is looking to bring on an Associate to help with the review of Broker Dea...

Compliance Officer The Forum Group Base plus bonus New York, NY, 10016 04 Nov 09

International Bank and B/D is looking for help for a broad compliance candidate.

AML / MANTAS 5.8 Consultant The Forum Group P/H New York, NY, 10016 04 Nov 09

Our client, a global correspondent and commerical bank is seeking to fill a consulting with a strong focus on ...

Director- Equities Compliance Société Générale - US Commensurate with experience New York City, NY 04 Nov 09

This position is in the US Legal and Compliance Department and is for a Senior MARK (Global Markets) Complianc...

Compliance Director Michael Page 150,000 - 250,000 Manhattan, NY, 10174 03 Nov 09

Leading Global Hedge Fund is looking to add a compliance professional with 8-15 years of mutual fund/40 Act In...

Large Holdings Compliance Officer in New York The Compliance Search Group LLC Based on Experience New York, NY 02 Nov 09

Our client is a global investment bank. The company seeks a Compliance professional to assist the Global ...

Branch Administrative Manager in New York The Compliance Search Group LLC Based on experience New York, NY 02 Nov 09

Branch Administrative Manager in New York

Anti-Money Laundering in Florida The Compliance Search Group LLC based on experience New York, NY 29 Oct 09

Financial services firm seeks an Anti-Money Laundering (AML) professional. The AML Compliance person will p...

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